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B•••••• N•• N•• I••••••••• E•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

B•••••• N•• N•• I••••••••• E•••••••

JENNINGS, LUCAS, CRD 323509

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Search this name across graphsid dfx:ria:e8c863aa-a418-c79b-7d93-be8e78faa4cd

Data as of Feb 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2023 to Feb 24, 2023
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-127374
CRD: 323509

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• L••••• M•••••	CEO & CCO	E	yes	12/2022	Jan 24, 2023	Feb 24, 2023

Relationships

Controls (1)

← J•••••••• L••••• M•••••OwnerCEO & CCO, ownership code E, individual
Jan 24, 2023 to presentfactForm ADV

Dated events

Occurred
Jan 24, 2023
First Form ADV filing
B•••••• N•• N•• I••••••••• E••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8c863aa-a418-c79b-7d93-be8e78faa4cd
First observed: Jan 24, 2023
Last observed: Feb 24, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.