DFX Intelligence

D••••• V•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D••••• V•••••• J••••

Advisor at W••••••• C••••••• I•••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8cbb844-e02b-3b6b-f105-6714c59baa6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• C••••••• I•••	Independent wealth	Jan 18, 2022	n/a	yes	NEW YORK, NY	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Oct 26, 2016	Mar 22, 2018	no	NEW YORK, NY\|SAN DIEGO, CA\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	W••••••• C••••••• I•••	Mar 22, 2018	Jan 18, 2022	1,398	Firm change after gap	Other
L•• F•••••••• L••	S•• I••••••••• A•••••••• I•••	Feb 24, 2017	Oct 26, 2016

Relationships

Registered with (3)

→ W••••••• C••••••• I•••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 26, 2016 to Mar 22, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2005 to Feb 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8cbb844-e02b-3b6b-f105-6714c59baa6a
First observed: Jul 25, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.