DFX Intelligence

Data Factory

RIA / WealthAdvisor22 years in industry

TAMMI ADELE DAUBY

Advisor at BROOKSTONE FINANCIAL

JEFFERSONVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8ce8c52-5276-7afc-bb50-4da171d44313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 17, 2003
First registration: Apr 30, 2010
Dual registered: no
Other names: TAMMI STODDARD|TAMMI ADELE STODDARD
IAPD individual key: 4632144

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE FINANCIAL	State registered	Aug 3, 2021	n/a	yes	JEFFERSONVILLE, IN	Current employment
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Dec 16, 2017	Jun 2, 2021	no	Louisville, KY\|ELMHURST, IL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 19, 2016	Dec 15, 2017	no	LOUISVILLE, KY	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 30, 2011	Aug 11, 2015	no	Louisville, KY\|Louisville, KY\|LOUISVILLE, KY\|NEW ALBANY, IN\|Louisville, KY\|New Albany, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 30, 2010	Jun 28, 2011	no	JEFFERSONVILLE, IN\|LOUISVILLE, KY\|LOUISVILLE, KY\|JEFFERSONVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	BROOKSTONE FINANCIAL	Jun 2, 2021	Aug 3, 2021	62	Firm change	Ibd to state RIA
INVEST FINANCIAL CORPORATION	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Dec 15, 2017	Dec 16, 2017	1	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	INVEST FINANCIAL CORPORATION	Aug 11, 2015	Feb 19, 2016	192	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	Jun 28, 2011	Jun 30, 2011	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:109701:KY:2017-12-15	Dec 15, 2017	Dec 16, 2017	LOUISVILLE, KY	Firm change

Relationships

Registered with (5)

→ BROOKSTONE FINANCIALRegistered adviserregistration: current employment
Aug 3, 2021 to presentfactForm ADV
→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: previous registration
Dec 16, 2017 to Jun 2, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 19, 2016 to Dec 15, 2017factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 30, 2011 to Aug 11, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 30, 2010 to Jun 28, 2011factForm ADV

Dated events

No dated event names this entity yet.