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Advisor at CONTINENTAL INVESTORS SERVICES, INC.
LONGVIEW, WA | Dallas, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINENTAL INVESTORS SERVICES, INC. | Independent wealth | Oct 15, 2020 | n/a | yes | LONGVIEW, WA|Dallas, CA | Current employment |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Mar 28, 2018 | May 12, 2020 | no | Dallas, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | May 22, 1995 | Feb 7, 2018 | no | DALLAS, TX|BLOOMFIELD, NJ|ALLEN, TX|MEMPHIS, TN|NEW YORK, NY|RICHMOND, VA|DALLAS, TX|CANTON, CT|EVERGREEN, CO|BLOOMFIELD, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | CONTINENTAL INVESTORS SERVICES, INC. | May 12, 2020 | Oct 15, 2020 | 156 | Firm change | Ibd to RIA |
| HILLTOP SECURITIES INC. | B RILEY WEALTH MANAGEMENT | Feb 7, 2018 | Mar 28, 2018 | 49 | Firm change | Other |