DFX Intelligence

K••••••••• J•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K••••••••• J•••• G•••••

Advisor at P•••••••• A•••• M•••••••••

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8eadcf7-6821-f240-3048-9d1d0baa8e1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Oct 30, 2018	n/a	yes	Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Feb 17, 2012	Oct 30, 2018	no	Folsom, CA\|DES MOINES, IA\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P•••••••• A•••• M•••••••••	Oct 30, 2018	Oct 30, 2018	0	Firm change	Other
S••••••• F•••••••• S•••••••• I•••	P•••••••• S••••••••• I•••	Jul 27, 2007	Aug 31, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:109002:IL:2018-10-30	Oct 30, 2018	Oct 30, 2018	DOWNERS GROVE, IL	Firm change

Relationships

Registered with (3)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 30, 2018 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2012 to Oct 30, 2018factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2006 to Jul 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8eadcf7-6821-f240-3048-9d1d0baa8e1b
First observed: Oct 4, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.