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P•••••• G•••• H••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P•••••• G•••• H••••••• A•••••••

P•••••• G•••• H••••••• LLC, CRD 314405

MILL VALLEY, CA

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Search this name across graphsid dfx:ria:e90005be-9791-04ad-5765-ce6ac60e953e

Data as of Aug 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2021 to Aug 31, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-122429
CRD: 314405

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• R••••• J••••	MANAGING MEMBER	E	yes	09/2009	Apr 13, 2021	Aug 31, 2021
M•••••••• R••••• J••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Apr 13, 2021

Relationships

Controls (2)

← P•••••• A•••• M•••••••••OwnerMANAGING MEMBER, ownership code E, domestic entity
Apr 13, 2021 to presentfactForm ADV
← M•••••••• R••••• J••••OwnerMANAGING MEMBER, ownership code E, individual
Apr 13, 2021 to presentfactForm ADV

Dated events

Occurred
Apr 13, 2021
First Form ADV filing
P•••••• G•••• H••••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e90005be-9791-04ad-5765-ce6ac60e953e
First observed: Apr 13, 2021
Last observed: Aug 31, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.