DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•• C•••••• M••••••••• L••
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Nov 12, 2025 | n/a | yes | Los Angeles, CA | Current employment |
| E•••• A••••••• | Independent wealth | Jun 5, 2019 | Sep 4, 2026 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• A••••••• | M•• C•••••• M••••••••• L•• | Sep 4, 2026 | Nov 12, 2025 | -296 | Bulk transfer | RIA to RIA |
| J••• M••••• P•••••• W••••• A••••••• L•• | E•••• A••••••• | Jun 4, 2019 | Jun 5, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:300856:CA:2019-06-04 | Jun 4, 2019 | Jun 5, 2019 | LOS ANGELES, CA | FIRM_C••••E |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Jan 7, 2013 | Jun 4, 2019 | no | SAN FRANCISCO, CA|Los Angeles, CA | Previous registration |
| L••••••• C••••••• L•• | Former SEC adviser | Sep 3, 2009 | Feb 1, 2013 | no | LOS ANGELES, CA | Previous registration |
| 1 |
| FIRM_C••••E |
| Ibd to new firm |
| L••••••• C••••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Feb 1, 2013 | Jan 7, 2013 | -25 | FIRM_C••••E | Other |