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CRD 107313
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANTHONY RANDAL POPE | Chartered Financial Analyst | ST. LOUIS, MO | 28 | 31 | n/a | no |
| JENNIFER L MCCARTHY | Chartered Financial Analyst | ST. LOUIS, MO | 24 | 32 | n/a | no |
| DAVID GORDON EICHHORN | Chartered Financial Analyst | ST. LOUIS, MO | 24 | 19 | n/a | no |
| CARL RICHARD KUEBLER | Chartered Financial Analyst | ST. LOUIS, MO | 23 | 31 | n/a | no |
| DANIEL ARTHUR SCHOLZ | Chartered Financial Analyst | ST. LOUIS, MO | SAINT LOUIS, MO | 22 | 15 | n/a | no |
| GREGORY WILLIAM JOHNSON | n/a | ST. LOUIS, MO | 22 | 22 | n/a | no |
| THOMAS BISCHOFF WHITE | Chartered Financial Analyst | ST. LOUIS, MO | 22 | 30 | n/a | no |
| KEVIN DANIEL SCHUMAN | Chartered Financial Analyst | ST. LOUIS, MO | 22 | 15 | n/a | no |
| CHERYL LEIGH HANSON | n/a | ST. LOUIS, MO | 21 | 21 | n/a | no |
| JOHN SOOK CHOE | n/a | ST. LOUIS, MO | 20 | 20 | n/a | no |
| BISWAJIT BHATTACHARYA | Chartered Financial Analyst | ST. LOUIS, MO | 20 | 10 | n/a | no |
| MARK ALEXANDER FOLKINS | n/a | ST. LOUIS, MO | 20 | 21 | n/a | no |
| DANIEL H RILEY | Chartered Financial Analyst | ST. LOUIS, MO | 19 | 27 | n/a | no |
| CHRISTOPHER ERIC GOEBEL | Chartered Financial Analyst | ST. LOUIS, MO | 18 | 19 | 1 | no |
| MATTHEW G BYRON | n/a | ST. LOUIS, MO | 18 | 18 | n/a | no |
| PATRICK RYAN FOLEY | n/a | ST. LOUIS, MO | 18 | 18 | n/a | no |
| VINODKUMAR SADASIVAM | n/a | ST. LOUIS, MO | 18 | 20 | n/a | no |
| WILLIAM RUSSELL GROTH | n/a | ST. LOUIS, MO | 17 | 21 | n/a | no |
| PATRICK THOMAS FUCHS | Chartered Financial Analyst | ST. LOUIS, MO | 16 | 23 | n/a | no |
| RICHARD ROBERT RATKOWSKI | n/a | ST. LOUIS, MO | 15 | 15 | n/a | no |
| JORDAN CRAIG ROUFF | Chartered Financial Analyst | ST. LOUIS, MO | 14 | 21 | n/a | no |
| RICHARD MICHAEL DOLSON | Chartered Financial Analyst | ST. LOUIS, MO | 13 | 27 | 1 | no |
| MARK DAVID HASEMEIER | n/a | ST. LOUIS, MO | 12 | 12 | n/a | no |
| KEVIN MICHAEL SHULTZ | Chartered Financial Analyst | ST. LOUIS, MO | 12 | 18 | 1 | no |
| ANN MARIE LANZA GEHRING | Chartered Financial Analyst | ST. LOUIS, MO | 12 | 17 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BYRON, MATTHEW, G | CHIEF OPERATING OFFICER | Na | yes | 05/2022 | Jan 15, 2019 | Mar 25, 2024 |
| EICHHORN, DAVID, GORDON | CONTROLLING MANAGER | F | yes | 01/2019 | Mar 30, 2012 | Mar 25, 2024 |
| EICHHORN, DAVID, GORDON | CHIEF EXECUTIVE OFFICER & HEAD OF INVESTMENT STRATEGIES | Na | yes | 01/2021 | Mar 30, 2012 | Mar 25, 2024 |
| FOLKINS, MARK, ALEXANDER | CHIEF ADMINISTRATIVE OFFICER | Na | yes | 01/2020 | Mar 24, 2020 | Mar 25, 2024 |
| HANSON, CHERYL, LEIGH | MANAGING DIRECTOR, CLIENT SERVICES | Na | yes | 04/2019 | Oct 18, 2013 | Mar 25, 2024 |
| LESTER, KENNETH, LLOYD | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | Na | yes | 10/2012 | Mar 30, 2012 | Mar 25, 2024 |
| LESTER, KENNETH, LLOYD | CONTROLLING MANAGER | F | yes | 01/2019 | Mar 30, 2012 | Mar 25, 2024 |
| NISA, LLC | PARENT COMPANY | E | yes | 04/2016 | May 12, 2016 | Mar 25, 2024 |
| POPE, ANTHONY, RANDAL | MANAGING DIRECTOR, PORTFOLIO MANAGEMENT | Na | yes | 10/2012 | Mar 30, 2012 | Mar 25, 2024 |
| POPE, ANTHONY, RANDAL | CONTROLLING MANAGER | F | yes | 01/2019 | Mar 30, 2012 | Mar 25, 2024 |
| RATKOWSKI, RICHARD, ROBERT | DIRECTOR, INVESTMENT STRATEGIES | Na | yes | 09/2016 | Mar 29, 2017 | Mar 25, 2024 |
| SANEVICH, BELLA, L.F. | MANAGING DIRECTOR, CORPORATE GOVERNANCE AND LEGAL | Na | yes | 04/2019 | Mar 30, 2012 | Mar 25, 2024 |
| DOLSON, RICHARD, MICHAEL | CHIEF COMPLIANCE OFFICER | Na | no | 01/2019 | Jan 15, 2019 | Mar 25, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $344B | $337B | 417 | 217 | 0 | 3 | n/a |
| 2024 | Mar 27, 2025 | $315B | $309B | 393 | 202 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $306B | $299B | 390 | 194 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $277B | $271B | 383 | 182 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $360B | $353B | 344 | 165 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $273B | $266B | 336 | 160 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $242B | $236B | 297 | 143 | 0 | n/a | n/a |
| 2018 | Jan 15, 2019 | $204B | $201B | 270 | 124 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $177B | $174B | 248 | 121 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $141B | $141B | 239 | 112 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $132B | $132B | 228 | 115 | n/a | n/a | n/a |
| 2014 | Feb 23, 2015 | $145B | $145B | 215 | 104 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $113B | $113B | 191 | 90 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $95B | $95B | 155 | 81 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $93B | $93B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $344B | $315B | 9.1% | $277B | 7.4% | 417 | 393 | 0 | 0 |