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Advisor at MONEY MANAGERS, INC.
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEY MANAGERS, INC. | Former SEC adviser | Nov 15, 2022 | n/a | yes | LAS VEGAS, NV | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Mar 1, 2017 | Nov 14, 2022 | no | REDLANDS, CA|REDLANDS, CA | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 21, 2005 | Mar 1, 2017 | no | Glendale, CA|ANAHEIM, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 1, 2003 | Jan 14, 2005 | no | ONTARIO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | MONEY MANAGERS, INC. | Nov 14, 2022 | Nov 15, 2022 | 1 | Firm change | Ibd to RIA |
| VALIC FINANCIAL ADVISORS, INC. | CENTAURUS FINANCIAL, INC. | Mar 1, 2017 | Mar 1, 2017 | 0 | Firm change | Other |
| WADDELL & REED | VALIC FINANCIAL ADVISORS, INC. | Jan 14, 2005 | Jan 21, 2005 | 7 | Firm change | Other |