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I••• A•••• M••••••••• A•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

I••• A•••• M••••••••• A•

CRD 309138

ZURICH

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Search this name across graphsid dfx:ria:e920648f-7a60-0c2e-83a6-672c183147e0

Data as of Aug 4, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: May 29, 2020 to Aug 4, 2020
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.0MItem 5.F on the latest filing (2020-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••• I••• M••••• C••• S•	Hedge Fund	$4.9M	Oct 30, 2024	5	Oct 30, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• M•••••••	TRUSTEE OF K•••• TRUST	Na	yes	06/2007	Jul 21, 2020	Aug 4, 2020
H••••••• R••	TRUSTEE OF K•••• TRUST	Na	yes	06/2007	Jul 21, 2020

Relationships

Advises (1)

→ H•••• I••• M••••• C••• S•Private fundHedge Fund, ERA
Oct 30, 2024 to presentfactForm ADV

Controls (4)

← T•••••• R••••••• T•••••OwnerCEO & CHAIRMAN BOARD OF DIRECTORS, ownership code NA, individual
May 29, 2020 to presentfactForm ADV
← H••••••• R••OwnerTRUSTEE OF K•••• TRUST, ownership code NA, individual
Jul 21, 2020 to presentfactForm ADV
← H••••••• M•••••••OwnerTRUSTEE OF K•••• TRUST, ownership code NA, individual

Dated events

Occurred
Jul 21, 2020
Control person joined
Roy H•••••• (Trustee Of Kaydo Trust) appeared on Schedule A of I••• A•••• M••••••••• A•
Form ADVobserved 6 days ago
Occurred
Jul 21, 2020
Control person joined
M••••••• H•••••• (Trustee Of Kaydo Trust) appeared on Schedule A of I••• A•••• M••••••••• A•
Form ADVobserved 6 days ago
Occurred
May 29, 2020
First Form ADV filing
I••• A•••• M••••••••• A• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e920648f-7a60-0c2e-83a6-672c183147e0
First observed: May 29, 2020
Last observed: Aug 4, 2020 74 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.