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Advisor at RWC WEALTH MANAGEMENT, INC.
MONTGOMERY, AL | Kumasi
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RWC WEALTH MANAGEMENT, INC. | State registered | Oct 3, 2012 | n/a | yes | MONTGOMERY, AL|Kumasi | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 3, 2011 | Aug 15, 2012 | no | ATLANTA, GA|MONTGOMERY, AL | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 21, 2006 | Feb 15, 2011 | no | MONTGOMERY, AL|MONTGOMERY, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | RWC WEALTH MANAGEMENT, INC. | Aug 15, 2012 | Oct 3, 2012 | 49 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | PRUCO SECURITIES, LLC | Feb 15, 2011 | Mar 3, 2011 | 16 | Firm change | Other |