DFX Intelligence

B•••• J•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

B•••• J•• S•••••

Advisor at C•••• C••••••

••• Locked

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Search this name across graphsid dfx:ria:e9286cee-cc5c-5add-8ccc-ec0f2bb1872e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••• I•• L••	Independent wealth	Mar 31, 2026	n/a	yes	HIGHLAND, UT\|ST. GEORGE, UT	Current employment
C•••• C••••••	Independent wealth	Dec 3, 2025	n/a	yes	Highland, UT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• G••••• I••••••••• L••	C•••• C••••••	Jan 16, 2025	Dec 3, 2025	321	Firm change	RIA to new firm

Relationships

Registered with (3)

→ Y••• I•• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ C•••• C••••••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ S••••• G••••• I••••••••• L••Registered adviserregistration: previous registration
Jul 10, 2018 to Jan 16, 2025factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9286cee-cc5c-5add-8ccc-ec0f2bb1872e
First observed: Jan 23, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.