DFX Intelligence

S••••• G••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 1b 10b

S••••• G••••• I••••••••• L••

CRD 157091

BOUNTIFUL, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 153
Dated events: 57
On other graphs: 0
Observed: Apr 25, 2012 to Jun 24, 2026
68 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-06-12 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

S••••• G••••• I••••••••• L•• · destination firm

Advisor Recruiting IntelligenceJun 12, 2026 · seen 8 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.29 fund_share=0.58 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $655Mderived••• Locked
Private client share: 29%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 101
RAUM per advisor: $22.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• L•• H•••••	n/a	BOUNTIFUL, UT	8	32	4	no
R•••••• L•• T••••••	n/a	BOUNTIFUL, UT	8	13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• T••••••••• F•••• L•	Hedge Fund	$1.3M	Jun 24, 2026	6	Nov 20, 2020	reported	021-8291032691

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• C••••••• L••	Owner	Na	yes	10/2010	Jun 24, 2026	Jun 24, 2026
H•••••• D••••• L••	Ceo	Na	yes	10/2010	Jun 24, 2026	Jun 24, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Mesa	Az	United States	1	no
Englewood	Co	United States	1	no
Gunnison	Co	United States	1	no
Draper	Ut	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
14	4	10	4.0%	3	1	0	52	19

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	19.3%	$1.5B	14.3%	37	32	9	6

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	2	Mar 19, 2025	Apr 14, 2025	BOUNTIFUL, UT	Team lift out	RIA to ibd	2.4%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T••••••••• F•••••••• A•••••••• L••	5	Jun 12, 2026	Aug 12, 2026	NORWOOD, MA	Team lift out	Ibd to RIA	0.5%
D•••••••• A••••••• S•••••••• L••	2	Nov 12, 2024

Relationships

showing 80 of 153

Registered with (74)

← D•••• D••••••Advisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← R••••• E••••• G•••••Advisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← M•••• M•• H•••Advisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← R•••••• H•• W•••

Dated events

Order

Occurred
12 Jun 2026
Team lift-out
••• Locked
Form ADV
5 advisors
Occurred
3 Aug 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Jun 2026
Ria principal change2 events
S••••• G••••• I••••••••• L••: ria principal change, 2 events, on 24 Jun 2026
- ••• Locked
- ••• Locked
Occurred
24 Jun 2026
Ria office opened6 events
S••••• G••••• I••••••••• L••: ria office opened, 6 events, on 24 Jun 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
24 Jun 2026
Ria office closed
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 25, 2012
Last observed: Jun 24, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H•••• K•• C••••	n/a	Syracuse, UT \| BOUNTIFUL, UT	3	25	1	yes
R•••••• L••••• C•••••••••	n/a	Draper, UT \| BOUNTIFUL, UT	3	41	3	yes
J••••• B•••• E••••	n/a	Plain City, UT \| BOUNTIFUL, UT	3	20	2	no
R••••• S•••• O•••	n/a	Draper, UT \| BOUNTIFUL, UT	3	18	4	yes
A••••• C••••	n/a	BOUNTIFUL, UT \| Draper, UT	3	19	1	no
D••••• P•••••• C••••••	n/a	BOUNTIFUL, UT \| Draper, UT	3	20	3	no
M•••••• A•••• B••••••	n/a	BOUNTIFUL, UT \| Mesa, AZ	3	11	1	no
S••••••• E•••••••• P•••••••	n/a	Gunnison, CO \| BOUNTIFUL, UT	3	26	1	yes
M••••• A•• N•••	n/a	BOUNTIFUL, UT \| Lakewood, CO	3	16	1	yes
A•• M•••••• B••••	n/a	Woods Cross, UT \| BOUNTIFUL, UT	3	19	1	yes
T•••• E••••• W••••••	n/a	BOUNTIFUL, UT \| Mesa, AZ	3	32	3	no
J•••••• J••• W•••••	n/a	BOUNTIFUL, UT \| Mesa, AZ	3	11	1	no
J••••• J• W••••••	n/a	Centerville, OH \| BOUNTIFUL, UT	3	15	1	yes
L•••• K• P•••••	n/a	Gilbert, AZ \| BOUNTIFUL, UT	3	21	1	no
A••• R• C••••	n/a	Layton, UT \| BOUNTIFUL, UT	3	10	1	yes

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 23, 2016	$523M	$523M	10	4	n/a	n/a	n/a
2014	Mar 23, 2015	$252M	$252M	8	4	n/a	n/a	n/a
2013	Mar 31, 2014	$150M	$150M	7	4	n/a	n/a	n/a
2012	Feb 1, 2013	$20.5M	$20.5M	4	2	n/a	n/a	n/a

All 11 rows

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T••••••••• F•••••••• A•••••••• L••	2	Feb 26, 2018	Sep 26, 2025	PLEASANTON, CA	Team lift out	Other	0.3%