DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F• L• P••••• I••••••••• M••••••••• C••
AMHERST, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F• L• P••••• I••••••••• M••••••••• C•• | Independent wealth | Apr 15, 2025 | n/a | yes | AMHERST, NY | Current employment |
| M•• C•••••• M••••••••• L•• | Independent wealth | Apr 23, 2024 | Mar 27, 2025 | no | Lancaster, NY|CLEVELAND, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | F• L• P••••• I••••••••• M••••••••• C•• | Mar 27, 2025 | Apr 15, 2025 | 19 | Firm change | RIA to RIA |
| T•• W••••• C••••••••• G•••• | M•• C•••••• M••••••••• L•• | Apr 16, 2024 | Apr 23, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173194:109807:NV:2024-04-16 | Apr 16, 2024 | Apr 23, 2024 | LAS VEGAS, NV | Firm change |
| T•• W••••• C••••••••• G•••• | Independent wealth | Jun 22, 2022 | Apr 16, 2024 | no | New Castle, PA|Lancaster, NY|LAS VEGAS, NV | Previous registration |
| E•••••• F•••••••• E•••••• | Independent wealth | Sep 6, 2017 | Apr 11, 2018 | no | AMHERST, NY | Previous registration |
| 7 |
| Firm change |
| RIA to RIA |
| E•••••• F•••••••• E•••••• | T•• W••••• C••••••••• G•••• | Apr 11, 2018 | Jun 22, 2022 | 1,533 | Firm change after gap | RIA to RIA |