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Advisor at HIGHTOWER ADVISORS, LLC
Folsom, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | CHICAGO, IL|Folsom, CA | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Jan 13, 2017 | Nov 6, 2017 | no | SAN JOSE, CA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jun 27, 2016 | Jan 17, 2017 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | HIGHTOWER ADVISORS, LLC | Nov 6, 2017 | Jan 1, 2025 | 2,613 | Firm change after gap | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | LWI FINANCIAL INC. | Jan 17, 2017 | Jan 13, 2017 | -4 | Firm change | Other |