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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
INDIALANTIC, FL | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Oct 23, 2018 | n/a | yes | ORLANDO, FL|INDIALANTIC, FL | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Dec 22, 2016 | Sep 13, 2018 | no | BOCA RATON, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 17, 2015 | Jan 6, 2017 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jul 17, 2015 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 16, 2001 | Jul 1, 2003 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sep 13, 2018 | Oct 23, 2018 | 40 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Jan 6, 2017 | Dec 22, 2016 | -15 | Firm change | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | Jul 17, 2015 | Jul 17, 2015 | 0 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17499:283390:FL:2017-01-06 | Jan 6, 2017 | Dec 22, 2016 | BOCA RATON, FL | Firm change |