DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

KRISTIN HOLLY MATA

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

The Woodlands, TX | El Segundo, CA | Santa Barbara, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9371a98-d097-3335-c3e8-6250a95e47f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 12, 2006
First registration: Jul 3, 2017
Dual registered: yes, broker-dealer
Other names: KRISTIN HOLLY PEDERSEN|KRISTIN H MATA|KRISTIN HOLLY MAIA
IAPD individual key: 5223095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Dec 17, 2021	n/a	yes	Santa Barbara, CA\|El Segundo, CA\|The Woodlands, TX	Current employment
IGNITE PLANNERS LLC	Independent wealth	Jan 7, 2020	Jan 18, 2022	no	SAN CLEMENTE, CA\|The Woodlands, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 2, 2017	Dec 31, 2019	no	THE WOODLANDS, TX\|EL SEGUNDO, CA\|THE WOODLANDS, TX\|SANTA BARBARA, CA\|EL SEGUNDO, CA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Jul 3, 2017	Nov 1, 2017	no	CYPRESS, TX\|CORPUS CHRISTI, TX\|SANTA BARBARA, CA\|EL SEGUNDO, CA\|THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IGNITE PLANNERS LLC	INDEPENDENT FINANCIAL GROUP, LLC	Jan 18, 2022	Dec 17, 2021	-32	Firm change after gap	RIA to ibd
CETERA ADVISOR NETWORKS LLC	IGNITE PLANNERS LLC	Dec 31, 2019	Jan 7, 2020	7	Firm change	Ibd to RIA
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Oct 2, 2017	-30	Bulk transfer	Other

Relationships

Registered with (4)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Dec 17, 2021 to presentfactForm ADV
→ IGNITE PLANNERS LLCRegistered adviserregistration: previous registration
Jan 7, 2020 to Jan 18, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 2, 2017 to Dec 31, 2019factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Jul 3, 2017 to Nov 1, 2017factForm ADV

Dated events

Occurred
Jan 18, 2022
Advisor changed firm
Kristin Holly Mata left Ignite Planners Llc for Independent Financial Group, Llc (registered 2021-12-17)
Form ADVobserved 6 days ago