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I•• D•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

I•• D•••••• C•••••••

Advisor at A•••• C•••••• M••••••••• G•••• L••

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e943285d-5325-01c4-1833-5381e50609ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• M••••••••• G•••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••••• M••••••••• G•••• L••	Other adviser	Jul 27, 2016	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 14, 2015	Jan 11, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•••• C•••••• M••••••••• G•••• L••	Jan 11, 2017	Jul 27, 2016	-168	Firm change after gap	Other
G•••••••• C•••••• M••••••••• L••	L•• F•••••••• L••	Jul 5, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113189:6413:CO:2016-07-05	Jul 5, 2016	Aug 14, 2015	LONE TREE, CO	Firm change after gap
19616:113189:CO:2015-07-29	Jul 29, 2015	Jul 28, 2015	DENVER, CO	Firm change

Relationships

Registered with (4)

→ A•••• C•••••• M••••••••• G•••• L••Registered adviserregistration: current employment
Jul 27, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2015 to Jan 11, 2017factForm ADV
→ G•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2015 to Jul 5, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e943285d-5325-01c4-1833-5381e50609ab
First observed: Apr 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.