J•••• E••••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9474914-9381-9fa5-5c88-9c7d89953400

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 29, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 25, 2022	n/a	yes	Westborough, MA\|Needham, MA\|Newbury, MA	Current employment
C•••••••	Institutional manager	Jan 25, 2022	Mar 7, 2022	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• C••••••• L••	C•••••••	Mar 28, 2022	Jan 25, 2022	-62	Firm change after gap	Other
C•••••••	C••••••••• F•••••••• N••••••	Mar 7, 2022	Apr 25, 2022

Team moves

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Team	Left	Joined	From	Kind
106979:175112:MA:2022-03-28	Mar 28, 2022	Jan 25, 2022	BOSTON, MA	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ R•••• C••••••• L••Registered adviserregistration: previous registration
Jan 4, 2017 to Mar 28, 2022factForm ADV
→ C•••••••Registered adviserregistration: previous registration
Jan 25, 2022 to Mar 7, 2022factForm ADV
→ T••• F•••• C•••••• P•••••••• L••

Dated events

Occurred
Mar 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9474914-9381-9fa5-5c88-9c7d89953400
First observed: Nov 2, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.