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Advisor at WELLS FARGO ADVISORS
PALO ALTO, CA | SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 25, 2016 | n/a | yes | SAN MATEO, CA|PALO ALTO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 16, 2016 | no | MENLO PARK, CA|Menlo Park, CA|San Francisco, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 21, 2009 | Jun 1, 2009 | no | MENLO PARK, CA|PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 16, 2016 | Jul 25, 2016 | -22 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:CA:2016-08-11 | Aug 16, 2016 | Jul 25, 2016 | SAN FRANCISCO, CA | Firm change |