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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

AUSTIN PATRICK MILLER

Advisor at CAPITAL CLIENT GROUP, INC.

Kokomo, IN | CARMEL, IN

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Search this name across graphsid dfx:ria:e95de53c-4949-3015-040b-de0fd6ce5ae5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 14, 2019
First registration: Dec 16, 2019
Dual registered: yes, broker-dealer
Other names: Austin Miller
IAPD individual key: 7182196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Nov 1, 2024	n/a	yes	Kokomo, IN\|CARMEL, IN	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 30, 2021	Oct 25, 2024	no	Indianapolis, IN\|Carmel, IN\|Indianapolis, IN\|Indianapolis, IN\|WESTLAKE, TX	Previous registration
MJ RETIREMENT	Institutional manager	Sep 3, 2020	Nov 17, 2020	no	CARMEL, IN	Previous registration
EDWARD JONES	National bd RIA	Dec 16, 2019	Jun 16, 2020	no	TEMPE, AZ\|ST LOUIS, MO\|Sweetser, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	CAPITAL CLIENT GROUP, INC.	Oct 25, 2024	Nov 1, 2024	7	Firm change	Other
MJ RETIREMENT	CHARLES SCHWAB & CO., INC.	Nov 17, 2020	Nov 30, 2021	378	Firm change	Other
EDWARD JONES	MJ RETIREMENT	Jun 16, 2020	Sep 3, 2020	79	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 30, 2021 to Oct 25, 2024factForm ADV
→ MJ RETIREMENTRegistered adviserregistration: previous registration
Sep 3, 2020 to Nov 17, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 16, 2019 to Jun 16, 2020factForm ADV

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
Austin Patrick Miller left Charles Schwab & Co., Inc. for Capital Client Group, Inc. (registered 2024-11-01)
Form ADVobserved 6 days ago