DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Towson, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Apr 16, 2021 | n/a | yes | Towson, MD | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 10, 2014 | Apr 22, 2021 | no | HUNT VALLEY, MD|HUNT VALLEY, MD|HUNT VALLEY, MD|HUNT VALLEY, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 22, 2021 | Apr 16, 2021 | -6 | Firm change | Wirehouse to ibd |
| R•• C•••••• M••••••• L•• | W•••• F•••• A••••••• | Feb 6, 2014 | Jan 10, 2014 |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 13, 2009 | Feb 6, 2014 | no | HUNT VALLEY, MD | Previous registration |
| F•••••• B•••• W••••• L•• | n/a | May 10, 2004 | Mar 13, 2009 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 15, 1995 | May 26, 2004 | no | HUNT VALLEY, MD | Previous registration |
| -27 |
| Firm change |
| Ibd to wirehouse |
| F•••••• B•••• W••••• L•• | R•• C•••••• M••••••• L•• | Mar 13, 2009 | Mar 13, 2009 | 0 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | F•••••• B•••• W••••• L•• | May 26, 2004 | May 10, 2004 | -16 | Firm change | Other |