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Advisor at IWEALTH
WASECA, MN | BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Iwealth | Independent wealth | Apr 5, 2024 | n/a | yes | WASECA, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | WASECA, MN|BLOOMINGTON, MN | Current employment |
| ICA GROUP WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 2, 2021 | Jun 21, 2024 | no | DENVER, CO|Waseca, MN | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | May 14, 2002 | Dec 5, 2017 | no | WASECA, MN|WASECA, MN|WASECA, MN|ELLENDALE, MN|HOPE, MN|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICA GROUP WEALTH MANAGEMENT, LLC | Iwealth | Jun 21, 2024 | Apr 5, 2024 | -77 | Firm change after gap | RIA to new firm |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Dec 5, 2017 | Nov 29, 2017 | -6 | Bulk transfer | Other |