This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 21, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63|S65

First exam

Aug 21, 2000

First registration

Jan 20, 2004

Dual registered

yes, broker-dealer

Other names

HUGO MIGUEL ALVES|HUGO ALVES

IAPD individual key

4210960

• Occurred

  May 18, 2022
  Advisor changed firm

  Hugo Miguel Alves left Mml Investors Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2022-05-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e97c8af3-ea69-95b4-ccd6-a5c9eb2b65e8

First observed

Jan 20, 2004

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.