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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

DEAN ADAM MIOLI

Advisor at CETERA INVESTMENT ADVISERS LLC

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:e97dfd0b-f1f0-4633-e886-9acd38f75854

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 21, 2005
First registration: Apr 25, 2001
Dual registered: yes, broker-dealer
Other names: DEAN A. MIOLI
IAPD individual key: 4562129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 16, 2024	n/a	yes	WEST CHESTER, PA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 31, 2024	Dec 12, 2024	no	WEST CHESTER, PA	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Jun 4, 2007	Nov 28, 2023	no	OAKS, PA	Previous registration
CMS FUND ADVISERS, INC.	n/a	May 6, 2004	Jun 9, 2006	no	PHILADELPHIA, PA	Previous registration
CPA INVESTMENT SOLUTIONS, LLC	Former SEC adviser	Sep 6, 2001	Oct 23, 2002	no	YARDLEY, PA	Previous registration
COMPREHENSIVE INVESTMENT SOLUTIONS INC	n/a	Apr 25, 2001	Oct 9, 2002	no	YARDLEY, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	CETERA INVESTMENT ADVISERS LLC	Dec 12, 2024	Dec 16, 2024	4	Firm change	Ibd to ibd
SEI INVESTMENTS MANAGEMENT CORP	CUSO FINANCIAL SERVICES, L.P.	Nov 28, 2023	Jan 31, 2024	64	Firm change	Other
CMS FUND ADVISERS, INC.	SEI INVESTMENTS MANAGEMENT CORP	Jun 9, 2006	Jun 4, 2007	360	Firm change	Other
CPA INVESTMENT SOLUTIONS, LLC	CMS FUND ADVISERS, INC.	Oct 23, 2002	May 6, 2004	561	Firm change after gap	Other
COMPREHENSIVE INVESTMENT SOLUTIONS INC	CPA INVESTMENT SOLUTIONS, LLC	Oct 9, 2002	Sep 6, 2001	-398	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:105644:PA:2024-12-12	Dec 12, 2024	Dec 16, 2024	WEST CHESTER, PA	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 31, 2024 to Dec 12, 2024factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Jun 4, 2007 to Nov 28, 2023factForm ADV
→ CMS FUND ADVISERS, INC.Registered adviserregistration: previous registration
May 6, 2004 to Jun 9, 2006factForm ADV
→ CPA INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Sep 6, 2001 to Oct 23, 2002factForm ADV
→ COMPREHENSIVE INVESTMENT SOLUTIONS INCRegistered adviserregistration: previous registration
Apr 25, 2001 to Oct 9, 2002factForm ADV

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
Dean Adam Mioli left Cuso Financial Services, L.P. for Cetera Investment Advisers Llc (registered 2024-12-16)
Form ADVobserved 5 days ago
Occurred
Nov 28, 2023
Advisor changed firm
Dean Adam Mioli left Sei Investments Management Corp for Cuso Financial Services, L.P. (registered 2024-01-31)
Form ADVobserved 5 days ago