This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 29, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Aug 29, 2005

First registration

Sep 1, 2005

Dual registered

yes, broker-dealer

Other names

EVIAN TORRES|EVIAN TORRES SOTERO|EVIAN TORRES SOTERO

IAPD individual key

4550670

• Occurred

  Jun 22, 2026
  Advisor changed firm

  Evian Clutch left Citigroup Global Markets Inc. for Ubs Financial Services Inc. (registered 2026-07-14)

  Form ADVobserved 5 days ago
• Occurred

  Nov 8, 2022
  Advisor changed firm

  Evian Clutch left Ubs Financial Services Inc. for Citigroup Global Markets Inc. (registered 2024-11-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e984c851-3943-4fc9-e7b8-1ef51604be7b

First observed

Sep 1, 2005

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.