DFX Intelligence

M••••• M•••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

M••••• M•••••••• B••••

Advisor at T••••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:e9915c30-56d7-ae76-6e87-ab8a1f4397d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••	Independent wealth	Jan 10, 2022	n/a	yes	RALEIGH, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 1, 1999	Jan 26, 2022	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••••• L••	Jan 26, 2022	Jan 10, 2022	-16	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:316415:NC:2022-01-26	Jan 26, 2022	Jan 10, 2022	RALEIGH, NC	Firm change

Relationships

Registered with (2)

→ T••••••••• L••Registered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 1, 1999 to Jan 26, 2022factForm ADV

Dated events

Occurred
Jan 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9915c30-56d7-ae76-6e87-ab8a1f4397d0
First observed: Oct 1, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.