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Advisor at MORGAN STANLEY
Columbia, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 4, 2026 | n/a | yes | Columbia, SC | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 16, 2017 | May 6, 2026 | no | Columbia, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 15, 2002 | Feb 21, 2017 | no | COLUMBIA, SC|COLUMBIA, SC | Previous registration |
| WACHOVIA SECURITIES, INC. | n/a | Dec 28, 2001 | Jun 20, 2002 | no | COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | MORGAN STANLEY | May 6, 2026 | May 4, 2026 | -2 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Feb 21, 2017 | Feb 16, 2017 | -5 | Firm change | Wirehouse to ibd |
| WACHOVIA SECURITIES, INC. | WELLS FARGO ADVISORS | Jun 20, 2002 | Jun 15, 2002 | -5 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149777:SC:2026-05-05 | May 6, 2026 | May 4, 2026 | COLUMBIA, SC | Firm change |
| 19616:705:SC:2017-02-21 | Feb 21, 2017 | Feb 16, 2017 | COLUMBIA, SC | Firm change |