DFX Intelligence

F••••••• A• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

F••••••• A• L••••••

Advisor at R••••••• M•••••• W••••• M•••••••••

SPOKANE, WA

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Search this name across graphsid dfx:ria:e9a7839c-fd60-3569-462f-44880871543d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• M•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• M•••••• W••••• M•••••••••	Independent wealth	Oct 20, 2017	n/a	yes	SPOKANE, WA\|SPOKANE, WA	Current employment
R•••••••• M•••••• • P•••••••• I•••	n/a	Apr 5, 2016	Nov 7, 2017	no	SPOKANE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• M•••••• • P•••••••• I•••	R••••••• M•••••• W••••• M•••••••••	Nov 7, 2017	Oct 20, 2017	-18	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
117175:713:WA:2017-11-07	Nov 7, 2017	Oct 20, 2017	SPOKANE, WA	Firm change

Relationships

Registered with (2)

→ R••••••• M•••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ R•••••••• M•••••• • P•••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2016 to Nov 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9a7839c-fd60-3569-462f-44880871543d
First observed: Apr 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.