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C•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

C•••••• I•••

CRD 25899

RADNOR, PA

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: May 9, 2014 to Mar 27, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

record f9e219fa

same CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $339M••• Locked
Discretionary RAUM: $18.8M
Private client RAUM: $339Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $67.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• B•••• P••••	n/a	RADNOR, PA	19	35	n/a	yes
J•••• N••••••• W••••	n/a	RADNOR, PA \| CLARKS SUMMITT, PA	6	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M••• W••••••• I••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/1989	May 9, 2014	Feb 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CLARKS SUMMIT	Pa	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$339M	$339M	0.0%	$351M	-1.1%	16	18	1	1

Relationships

Registered with (6)

← F•••• C••••••••• C•••••••Advisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← R•••••• K••••• C•••Advisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← J••• L••••••••• U•••••Advisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← J•••• N••••••• W••••

Dated events

Order

Occurred
9 May 2014
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 9, 2014
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 1, 2016	$120M	$9.0M	35	8	n/a	n/a	n/a
2014	Mar 26, 2015	$131M	$10.5M	40	10	n/a	n/a	n/a