DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cresap, Inc.
Latest filing Mar 27, 2026
First filing on the tape May 9, 2014 · 15 filings
SEC status approved since Jun 9, 2014
RAUM
$339M
reported, Item 5.F
Discretionary
5.5%
of RAUM
Private clients
100%
$339M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$67.8M
derived; firm RAUM over IAPD count
Employees
16
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$339M as of Mar 27, 2026
Mar 26, 2015$131M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 26, 201510 then
Employees (5.A)16 as of Mar 27, 2026
Mar 26, 201540 then
Private funds: no history
RAUM +0.0% over the last fiscal year-1.1% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $67.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 121derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $561,286derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.5%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$339M100%
- Individual clients
- 604reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 604reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=16.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Bruce Paine | Radnor, Pa | Nov 22, 2006 | 35 y | 0 |
| Jason Nicholas Walsh | Radnor, Pa | Apr 29, 2020 | 28 y | 0 |
| Frank Christopher Campbell | Radnor, Pa | Aug 25, 2021 | 33 y | 1 |
| Richard Kenyon Cobb | Radnor, Pa | Aug 25, 2021 | 31 y | 1 |
| John Leroycarre Ulrich | Radnor, Pa | Aug 25, 2021 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- James Jordan Dodderidge to Gibraltar Wealth Management, LLCOct 1, 2021 · RIA to RIA
Joined, latest
- Frank Christopher Campbell from Uvest Financial Services Group, Inc.Aug 25, 2021 · Other
- Richard Kenyon Cobb from UBS Financial Services Inc.Aug 25, 2021 · Wirehouse to independent RIA
- James Jordan Dodderidge from Oppenheimer & Co. Inc.Oct 27, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mark Winfield III Cresap · President/Chief Compliance Officercontrolsince 12/1989 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Radnor, Pa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Clarks Summit, PA1 employees
What changed
consecutive filings, newest first
- Accounts · 595 to 604Mar 26, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 27, 2026
- BD registered reps · 18 to 16Mar 26, 2025 to Mar 27, 2026
- Individual clients · 585 to 604Mar 26, 2025 to Mar 27, 2026
- Employees · 18 to 16Mar 26, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 4Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $13.8M to $18.8MMar 26, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $325M to $320MMar 26, 2025 to Mar 27, 2026
- Accounts · 563 to 595Feb 28, 2024 to Mar 26, 2025
- BD registered reps · 19 to 18Feb 28, 2024 to Mar 26, 2025
- Individual clients · 563 to 585Feb 28, 2024 to Mar 26, 2025
- Employees · 19 to 18Feb 28, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Feb 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $80.5M to $13.8MFeb 28, 2024 to Mar 26, 2025
- Individual RAUM · $389M to $339MFeb 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $309M to $325MFeb 28, 2024 to Mar 26, 2025
- RAUM · $389M to $339MFeb 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $75.5M to $80.5MMar 30, 2023 to Feb 28, 2024
- Individual RAUM · $351M to $389MMar 30, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $275M to $309MMar 30, 2023 to Feb 28, 2024
- RAUM · $351M to $389MMar 30, 2023 to Feb 28, 2024
- Accounts · 540 to 563Mar 31, 2022 to Mar 30, 2023
- BD registered reps · 20 to 19Mar 31, 2022 to Mar 30, 2023
- Individual clients · 540 to 563Mar 31, 2022 to Mar 30, 2023
- Employees · 20 to 19Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $5.3M to $75.5MMar 31, 2022 to Mar 30, 2023
- Individual RAUM · $312M to $351MMar 31, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $307M to $275MMar 31, 2022 to Mar 30, 2023
- RAUM · $312M to $351MMar 31, 2022 to Mar 30, 2023
- BD registered reps · 21 to 20Dec 20, 2021 to Mar 31, 2022
- Employees · 21 to 20Dec 20, 2021 to Mar 31, 2022
- Other offices · 2 to 1Dec 20, 2021 to Mar 31, 2022
- Discretionary RAUM · $8.1M to $5.3MDec 20, 2021 to Mar 31, 2022
- Individual RAUM · $294M to $312MDec 20, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $286M to $307MDec 20, 2021 to Mar 31, 2022
- RAUM · $294M to $312MDec 20, 2021 to Mar 31, 2022
- Accounts · 526 to 540Jun 30, 2020 to Apr 6, 2021
- Individual clients · 526 to 540Jun 30, 2020 to Apr 6, 2021
- Discretionary RAUM · $208M to $8.1MJun 30, 2020 to Apr 6, 2021
- Individual RAUM · $223M to $294MJun 30, 2020 to Apr 6, 2021
Signals
1 dated events
- Cresap, Inc. filed its initial SEC registration (Form ADV)May 9, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-341-1320reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-341-1339reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-760-3126reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- CRESAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-341-1320reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- cresap.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026