This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Sep 9, 2014

First registration

Jun 17, 2022

Dual registered

yes, broker-dealer

IAPD individual key

6382546

• Occurred

  Dec 5, 2023
  Advisor changed firm

  Michael Thomas Gulker left Boyce & Associates Wealth Consulting, Inc. for Cetera Investment Advisers Llc (registered 2023-05-08)

  Form ADVobserved 6 days ago
• Occurred

  Feb 15, 2023
  Advisor changed firm

  Michael Thomas Gulker left Kestra Advisory Services, Llc for Boyce & Associates Wealth Consulting, Inc. (registered 2023-03-30)

  Form ADVobserved 6 days ago
• Occurred

  Jan 17, 2023
  Advisor changed firm

  Michael Thomas Gulker left Cetera Investment Advisers Llc for Kestra Advisory Services, Llc (registered 2023-01-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e9a85977-8467-7437-caef-63f08a2fe6f1

First observed

Jun 17, 2022

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.