DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ALTUS WEALTH GROUP, LLC
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTUS WEALTH GROUP, LLC | Independent wealth | Mar 10, 2022 | n/a | yes | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2006 | Dec 10, 2007 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Nov 5, 2004 | Aug 12, 2006 | no | LITTLETON, CO|LITTLETON, CO|COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ALTUS WEALTH GROUP, LLC | Dec 10, 2007 | Mar 10, 2022 | 5,204 | Firm change after gap | Wirehouse to RIA |
| PIPER SANDLER & CO. | UBS FINANCIAL SERVICES INC. | Aug 12, 2006 | Aug 12, 2006 | 0 | Bulk transfer | Other |