DFX Intelligence

B•••• P•••••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

B•••• P•••••• T••••••••

Advisor at F••••••••• I••••••••• A••••••• L••

PHOENIX, AZ | DENVER, CO

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Search this name across graphsid dfx:ria:e9b869e4-f947-dc13-b027-ec4b438b5061

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	PHOENIX, AZ\|DENVER, CO	Current employment
E••••••• W••••• M•••••••••	Independent wealth	Feb 6, 2024	Dec 17, 2024	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W••••• M•••••••••	F••••••••• I••••••••• A••••••• L••	Dec 17, 2024	Jan 6, 2025	20	Firm change	RIA to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	E••••••• W••••• M•••••••••	Jan 10, 2024	Feb 6, 2024

Relationships

Registered with (4)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ E••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 6, 2024 to Dec 17, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jun 11, 2020 to Jan 10, 2024factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9b869e4-f947-dc13-b027-ec4b438b5061
First observed: Dec 20, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.