DFX Intelligence

H•••• R• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

H•••• R• G•••••••

Advisor at R•••••• J•••• • A••••••••• I•••

NEW YORK, NY | Aventura, FL

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Search this name across graphsid dfx:ria:e9bae6bb-9081-6a27-e95c-f401918ad874

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 11, 2018	n/a	yes	Aventura, FL\|NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Oct 29, 2009	Jun 25, 2018	no	Aventura, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Jun 25, 2018	Jun 11, 2018	-14	Firm change	Wirehouse to ibd
U•• F•••••••• S••••••• I•••	M••••• S••••••	May 28, 2009	Oct 29, 2009

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jun 11, 2018 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 29, 2009 to Jun 25, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2003 to May 28, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9bae6bb-9081-6a27-e95c-f401918ad874
First observed: Feb 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.