DFX Intelligence

R••••• O••••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

R••••• O••••• I••••••

Advisor at B•••••••• F•••••••• P•••••••• I•••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:e9bb7ec5-4219-6d1d-c1b8-bcfa6193d118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• F•••••••• P•••••••• I•••	Independent wealth	Oct 31, 2018	n/a	yes	BLOOMINGTON, MN	Current employment
F••• F•••••••• C•••••••••	Former SEC adviser	Jul 6, 2017	Sep 27, 2018	no	BLOOMINGTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• F•••••••• C•••••••••	B•••••••• F•••••••• P•••••••• I•••	Sep 27, 2018	Oct 31, 2018	34	Firm change	RIA to RIA
C••••••••• F•••••••• N••••••	F••• F•••••••• C•••••••••	Jul 6, 2017	Jul 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:288396:MN:2017-07-06	Jul 6, 2017	Jul 6, 2017	BLOOMINGTON, MN	Firm change

Relationships

Registered with (3)

→ B•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ F••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 6, 2017 to Sep 27, 2018factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 19, 2015 to Jul 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9bb7ec5-4219-6d1d-c1b8-bcfa6193d118
First observed: Nov 19, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.