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Advisor at CHARLES SCHWAB & CO., INC.
Cottonwood Heights, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 28, 2020 | n/a | yes | Cottonwood Heights, UT | Current employment |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | Former SEC adviser | Nov 10, 2009 | Nov 9, 2011 | no | KANSAS CITY, MO | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Nov 14, 2006 | Jun 4, 2008 | no | Overland Park, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN CENTURY ADVISORY SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Nov 9, 2011 | Jan 28, 2020 | 3,002 | Firm change after gap | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | AMERICAN CENTURY ADVISORY SERVICES, INC. | Jun 4, 2008 | Nov 10, 2009 | 524 | Firm change after gap | Other |