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Advisor at LANTERN WEALTH ADVISORS, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LANTERN WEALTH ADVISORS, LLC | Independent wealth | Sep 22, 2011 | n/a | yes | HOUSTON, TX | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Oct 24, 2005 | Sep 15, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 5, 1988 | Dec 10, 2002 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | LANTERN WEALTH ADVISORS, LLC | Sep 15, 2009 | Sep 22, 2011 | 737 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | OPPENHEIMER & CO. INC. | Dec 10, 2002 | Oct 24, 2005 | 1,049 | Firm change after gap | Other |