DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

LORA BALDINI

Advisor at RBC CAPITAL MARKETS, LLC

CHADDS FORD, PA | Wilmington, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9cca28f-111e-f0bd-2773-e438aa474403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 14, 2006
First registration: Nov 17, 2006
Dual registered: yes, broker-dealer
Other names: LORA BALDINI|LORA BUCCI
IAPD individual key: 5093444

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 22, 2014	n/a	yes	CHADDS FORD, PA\|Wilmington, DE	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 17, 2006	Nov 25, 2013	no	WILMINGTON, DE\|WILMINGTON, DE\|WILMINGTON, DE\|WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	RBC CAPITAL MARKETS, LLC	Nov 25, 2013	Jan 22, 2014	58	Firm change	Other

Relationships

Registered with (2)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jan 22, 2014 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 17, 2006 to Nov 25, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9cca28f-111e-f0bd-2773-e438aa474403
First observed: Nov 17, 2006
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LORA BALDINI

Advisor at RBC CAPITAL MARKETS, LLC

CHADDS FORD, PA | Wilmington, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9cca28f-111e-f0bd-2773-e438aa474403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RBC CAPITAL MARKETS, LLC

National bd RIA

Jan 22, 2014

n/a

yes

CHADDS FORD, PA|Wilmington, DE

Current employment

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Nov 17, 2006

Nov 25, 2013

WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE|WILMINGTON, DE

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PNC WEALTH MANAGEMENT

RBC CAPITAL MARKETS, LLC

Nov 25, 2013

Jan 22, 2014

Firm change

Other