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RIA / WealthAdvisorCertified Financial Planner12 years in industry

KRISTEN GRACE SMITH

Advisor at COMPOUND PLANNING, INC.

Mckinney, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:e9d1b86f-38ee-ed2f-3778-cf102bd226a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPOUND PLANNING, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: Aug 31, 2019
Dual registered: no
Other names: Kristen NIETHAMER|KRISTEN GRACE NIETHAMER
IAPD individual key: 6389433

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPOUND PLANNING, INC.	Independent wealth	Mar 22, 2024	n/a	yes	NEW YORK, NY\|Mckinney, TX	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Jan 7, 2024	no	GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jul 21, 2020	Apr 3, 2023	no	Dallas, TX	Previous registration
RESOURCE CONSULTING GROUP, INC.	State registered	Aug 31, 2019	Jul 23, 2020	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	COMPOUND PLANNING, INC.	Jan 7, 2024	Mar 22, 2024	75	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
RESOURCE CONSULTING GROUP, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Jul 23, 2020	Jul 21, 2020	-2	Firm change	Other

Relationships

Registered with (4)

→ COMPOUND PLANNING, INC.Registered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Jan 7, 2024factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jul 21, 2020 to Apr 3, 2023factForm ADV
→ RESOURCE CONSULTING GROUP, INC.Registered adviserregistration: previous registration
Aug 31, 2019 to Jul 23, 2020factForm ADV

Dated events

Occurred
Jan 7, 2024
Advisor changed firm
Kristen Grace Smith left Empower Advisory Group, Llc for Compound Planning, Inc. (registered 2024-03-22)
Form ADVobserved 4 days ago