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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WORLDVIEW WEALTH ADVISORS

MAXIM CAPITAL MANAGEMENT LLC, CRD 138891

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9db53c5-a9be-17e1-144e-920c6af4ed21

Data as of Jun 16, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2011 to Jun 16, 2020
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $140MItem 5.F on the latest filing (2020-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $140M
Private client RAUM: $139MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 112
Individual clients: 30
High net worth clients: 81
SEC number: 801-108479
CRD: 138891
Filings on the tape: 17
First filed: Nov 23, 2011
Latest filed: Jun 16, 2020
Organised: Limited Liability Company, Oregon

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FISHER, ANDREW, MUNSON	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	10/2005	Nov 23, 2011	Jun 16, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 10, 2020	$140M	$140M	5	4	0	n/a	n/a
2018	Mar 29, 2019	$120M	$118M	4	2	1	n/a	n/a
2017	Mar 29, 2018	$123M	$120M	4	2	1	n/a	n/a
2011	Jan 26, 2012	$62.0M	$61.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$140M	$120M	16.4%	n/a	n/a	5	4	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	3	Nov 10, 2020	Apr 23, 2025	SAN FRANCISCO, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← FISHER, ANDREW, MUNSONOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 23, 2011 to presentfactForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 10, 2020 to Apr 23, 2025factForm ADV

Registered with (4)

← ELIZABETH BEAUMONT DAWSONAdvisorregistration: previous registration
Dec 11, 2018 to Nov 10, 2020factForm ADV
← ANDREW MUNSON FISHERAdvisorregistration: previous registration
Jan 3, 2006 to Nov 10, 2020factForm ADV
← Bonnie SuveerachaimontianAdvisorregistration: previous registration
Mar 20, 2017 to Nov 10, 2020factForm ADV
← JUSTIN BUELLAdvisorregistration: previous registration
Jan 4, 2007 to Apr 17, 2007factForm ADV

Dated events

Occurred
Sep 26, 2016
First Form ADV filing
Maxim Global Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9db53c5-a9be-17e1-144e-920c6af4ed21
First observed: Nov 23, 2011
Last observed: Jun 16, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WORLDVIEW WEALTH ADVISORS

MAXIM CAPITAL MANAGEMENT LLC, CRD 138891

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9db53c5-a9be-17e1-144e-920c6af4ed21

Data as of Jun 16, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FISHER, ANDREW, MUNSON

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

10/2005

Nov 23, 2011

Jun 16, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 10, 2020

$140M

n/a

2018

Mar 29, 2019

$120M

$118M

n/a

2017

Mar 29, 2018

$123M

$120M

n/a

2011

Jan 26, 2012

$62.0M

$61.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$140M

$120M

16.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Nov 10, 2020

Apr 23, 2025

SAN FRANCISCO, CA

Firm absorbed

RIA to RIA

100.0%