DFX Intelligence

B•••••• A••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

B•••••• A••••• A••••

Advisor at P••• A•••• M••••••••• L••

LOUISVILLE, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A•••• M••••••••• L••	Independent wealth	Mar 18, 2021	n/a	yes	LOUISVILLE, CO\|LOUISVILLE, CO	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 9, 2019	Apr 1, 2020	no	BOULDER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P••• A•••• M••••••••• L••	Apr 1, 2020	Mar 18, 2021	351	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	May 28, 2019	Jul 9, 2019

Relationships

Registered with (3)

→ P••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 18, 2021 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 9, 2019 to Apr 1, 2020factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 12, 2019 to May 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 12, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.