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Advisor at HARBOUR INVESTMENTS, INC.
Madison, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | Independent wealth | Jun 17, 2021 | n/a | yes | Madison, WI | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | May 4, 2011 | Jun 23, 2021 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | HARBOUR INVESTMENTS, INC. | Jun 23, 2021 | Jun 17, 2021 | -6 | Firm change | Ibd to RIA |