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Reading the graph
Advisor at WELLS FARGO ADVISORS
SIMI VALLEY, CA | WESTLAKE VILLAGE, CA | CANOGA PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 6, 2023 | n/a | yes | SIMI VALLEY, CA|CANOGA PARK, CA|WESTLAKE VILLAGE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 10, 2021 | Nov 7, 2023 | no | WEST HILLS, CA|WOODLAND HILLS, CA|WEST HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Nov 7, 2023 | Nov 6, 2023 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2023-10-23 | Nov 7, 2023 | Nov 6, 2023 | WEST HILLS, CA | Firm change |