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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JOHN PAUL WACKOWSKI

Advisor at WELLS FARGO ADVISORS

WALNUT CREEK, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 18, 1995
First registration: Jul 14, 1999
Dual registered: yes, broker-dealer
Other names: JOHN P WACKOWSKI
IAPD individual key: 2614789

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 29, 2018	n/a	yes	WALNUT CREEK, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 2, 2018	no	WALNUT CREEK, CA\|Walnut Creek, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 17, 2008	Jun 1, 2009	no	WALNUT CREEK, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 17, 2008	no	WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 14, 1999	Jul 1, 2003	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 2, 2018	Jun 29, 2018	-3	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Nov 17, 2008	Nov 17, 2008	0	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:CA:2018-07-02	Jul 2, 2018	Jun 29, 2018	WALNUT CREEK, CA	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 17, 2008factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 2, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 17, 2008 to Jun 1, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 14, 1999 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.