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Advisor at LAVACA CAPITAL, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAVACA CAPITAL, LLC | Mixed wealth | Feb 15, 2018 | n/a | yes | HOUSTON, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 17, 2015 | Jan 30, 2018 | no | HOUSTON, TX | Previous registration |
| EDWARD JONES | National bd RIA | Aug 27, 2010 | Sep 22, 2015 | no | ST LOUIS, MO|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LAVACA CAPITAL, LLC | Jan 30, 2018 | Feb 15, 2018 | 16 | Firm change | Ibd to RIA |
| EDWARD JONES | RAYMOND JAMES & ASSOCIATES, INC. | Sep 22, 2015 | Sep 17, 2015 | -5 | Firm change | Ibd to ibd |