DFX Intelligence

W•••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

W•••• F•••••••• G••••

W•••• F•••••••• G••••, INC., CRD 109554

RICHMOND, VA

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Search this name across graphsid dfx:ria:ea12d38b-dd34-be3b-e70b-e51f642c35fe

Data as of Mar 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2012 to Mar 23, 2024
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $333M••• Locked
Discretionary RAUM: $333M
Private client RAUM: $330Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• G••••• R•••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2018	Mar 23, 2018	Mar 23, 2024
D••••• D•••••• S••••	SECRETARY-TREASURER	Na	yes	01/2001	Mar 14, 2012	Mar 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$333M	$304M	9.5%	$284M	5.5%	5	6	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••••••• G••••• L••	3	Mar 5, 2025	Feb 25, 2025	NEWTON SQUARE, PA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← W••••• J••••• H•••••OwnerPRESIDENT, ownership code E, individual
Mar 14, 2012 to presentfactForm ADV
← W••••• R••••••• B••••••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← D••••• D•••••• S••••OwnerSECRETARY-TREASURER, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← C•••• G••••• R•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2018 to presentfact

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$333M
Occurred
Mar 5, 2025
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea12d38b-dd34-be3b-e70b-e51f642c35fe
First observed: Mar 14, 2012
Last observed: Mar 23, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.