DFX Intelligence

M•••••• W••••• M••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••••• W••••• M••••••••• G••••

MNS FINANCIAL MANAGEMENT, L.L.C., CRD 116604

FORT MYERS, FL

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Search this name across graphsid dfx:ria:ea217128-6b95-05c0-ad5c-f157464fb500

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 1
Observed: Nov 15, 2011 to Apr 24, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• W••••• M••••••••• G••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $489M••• Locked
Discretionary RAUM: $82.6M
Private client RAUM: $465Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $81.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• E••• K••••••••	Certified Financial Planner	FORT MYERS, FL	27	27	1	no
S•••• K•• S••••	n/a	FORT MYERS, FL	24	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• R••••••• E•••	PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	B	yes	01/2021	Nov 15, 2011	Aug 20, 2024
O••••••••• B••••• P•	Member	C	yes	01/2021	Mar 20, 2013	Aug 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$489M	$431M	13.4%	$326M	14.4%	9	9	0	0

Relationships

Registered with (9)

← A••••• R••••• G••••••Advisorregistration: current employment
Nov 21, 2023 to presentfactForm ADV
← M••••• C••••• H••••••••Advisorregistration: current employment
Sep 23, 2022 to presentfactForm ADV
← B•••• P• O••••••••Advisorregistration: current employment
Aug 25, 2008 to presentfactForm ADV
← T••••• R••••• W••••••

Dated events

Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea217128-6b95-05c0-ad5c-f157464fb500
First observed: Nov 15, 2011
Last observed: Apr 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.