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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
CHICAGO, IL | Flossmoor, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Aug 9, 2013 | n/a | yes | CHICAGO, IL|Flossmoor, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 10, 2006 | Aug 19, 2013 | no | CHICAGO, IL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 6, 1998 | Feb 23, 2006 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ROBERT W. BAIRD & CO. INCORPORATED | Aug 19, 2013 | Aug 9, 2013 | -10 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | UBS FINANCIAL SERVICES INC. | Feb 23, 2006 | Feb 10, 2006 | -13 | Firm change | Ibd to wirehouse |