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Advisor at A••• F••••••••• L••
ODON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• F••••••••• L•• | State registered | Jan 4, 2006 | n/a | yes | ODON, IN | Current employment |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Mar 13, 2003 | Dec 31, 2005 | no | ODON, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• F•••••••• G•••• A••••••• | A••• F••••••••• L•• | Dec 31, 2005 | Jan 4, 2006 | 4 | Firm change | Other |
| O•• I••••••••• S•••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | Oct 10, 2002 | Mar 13, 2003 |
| O•• I••••••••• S•••••••• I••• |
| n/a |
| Dec 6, 2001 |
| Oct 10, 2002 |
| no |
| TERRE HAUTE, IN |
| Previous registration |
| 154 |
| Firm change |
| Other |